COMPLIANCE MONITORING OFFICER
WELLINGBOROUGH (HYBRID)

Our Risk and Compliance team are recruiting for an enthusiastic and motivated Compliance Monitoring Officer. You will play a vital role in providing professional advice and assistance across the Bank ensuring it continues to provide exemplary standards of service with the right outcomes for our customers whilst complying with regulatory obligations.

Ideally you will be based in our Wellingborough head office, and you will enjoy the flexibility of hybrid working.

WHY JOIN US?

Uniquely because of the size of the Bank you will have an overview of and exposure to all aspects of the Bank and will have the opportunity to develop relationships with stakeholders at all levels.  Joining a team of experts, you will be encouraged to develop professionally and expand your knowledge in areas of Compliance that are of interest to you.  

We are looking to pay a salary up to £34,000 DOE.  Benefits include 25 days’ annual leave (plus bank holidays), free medical insurance, pension, onsite subsidised restaurant, free onsite parking and a range of discounts and benefits through our Reward Gateway platform.

WHAT YOUR DAY WILL LOOK LIKE

• Completing regular Compliance Monitoring engagements in accordance with the annual monitoring plan.
• Producing high quality monitoring reports in a timely manner, clearly identifying issues, root cause and actions.
• Monitoring and analysing the Bank’s functions, against relevant FCA and PRA rules and regulations and identify areas of improvement, to support our culture of good customer outcomes.
• Building and maintaining working relationships with all business areas to promote a strong compliance culture across the Bank.
• Assisting the Compliance team with other duties as required.

 WHAT WE ARE LOOKING FOR

• Previous experience working in Compliance Monitoring, Quality Assurance role, or Internal Audit.
• Good working knowledge of applicable regulatory requirements across the Bank’s activities.
• A working understanding of outcomes based regulatory compliance work.
• Delivery of the above through analysis of client files, procedures, processes, record keeping.
• Understanding the application of 3 Lines of Defence Model and delivering an effective 2nd Line of defence in the application of oversight and assurance.
• Ability to communicate effectively at all levels within the business, both verbally and in writing.
• Strong attention to detail.

WHO WE ARE

Weatherbys is one of the best regarded independent banking groups in the UK, winning Private Bank of the Year at the Spear’s UK Wealth Management awards in both 2021 and 2023. As you would expect from a business with ambitious growth plans, we are continually evolving and looking to the future, but always put our clients at the heart of everything we do. Don’t just take our word for it, find out more here: www.weatherbys.bank

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