Company Description

IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description

The Compliance Consultant will successfully manage and develop client relationships, deliver client project work focused on financial crime compliance and take part in team development activities.

The Compliance Consultant will be tasked with effectively delivering compliance monitoring program assessments, drafting policy and procedure reviews, drafting the preparation of reports and manuals to reinforce regulatory requirements, and providing compliance advice to client firms.

They will support and be the first point of contact for a portfolio of Firms providing ongoing compliance support. The Compliance Consultant will address client feedback and ensure market leading support is provided to clients throughout.    

A team-oriented individual, looking to further their career in a fast-growing business line.

Tasks (what does the role do on a day-to-day basis)

• Responsive regulatory advice and solutions
• Delivering consulting engagements on a variety of financial crime topics including AML, market abuse, ABC and others
• Updating clients on regulatory changes and how it impacts their business
• Setting up relevant policies, procedures and working documentation for clients
• Working with clients to devise their risk-based monitoring programmes or thematic risk assessments
• Carrying out regular compliance monitoring review visits onsite with clients, and subsequently writing up working papers and reports
• Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications
• Building / developing client relationships.

Qualifications

• Experience working within Compliance or AML/KYC support function at comparable compliance consultants who are main competitors (e.g.  ACA Compliance; Bovill and Cosegic) or in professional services/audit firms (Big Four, BDO, Grant Thornton, etc)
• Excellent working knowledge of relevant regulations in the context of financial crime
• Proven track record of delivering client monitoring and advisory work, gained in house or within a consultancy environment
• Ability to implement solutions to address the regulatory requirements of the client
• Excellent communication skills, keen and enthusiastic approach to client support

Background experience

• FCA Regulatory Compliance, Money Laundering Regulations

Company, product and market knowledge

• Asset management, sell side, banking or other financial services

Additional Information

At IQ EQ Group we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.